Tag: FMA

Submission: NZSA Response to FMA on Prospective Financial Information (Targeted Consultation)

Date Submitted:  May 24th 2024 To:  Financial Markets Authority Tap/Click here to download submission The NZ Shareholders’ Association (NZSA) appreciates the opportunity to present this submission on the proposals contained within the target consultation for this topic. NZSA would welcome any further enquiry related to clarification or additional information.   Usefulness of Prospective Financial Information…
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Submission: NZSA response to Climate-related disclosures (CRD) – Director Signing Challenge for climate statements

Date Submitted:  January 31st 2024 To:  Financial Markets Authority Tap/Click here to download submission The NZ Shareholders’ Association (NZSA) appreciates the opportunity to present this submission on the proposals contained within the target consultation for this topic. NZSA would welcome any further enquiry related to clarification or additional information.   Key Submission Points – Signatures…
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Submission: FMA Consultation on CRD Exemptions for Foreign-listed issuers

Date Submitted:  Apr 18th 2023 To:  Financial Markets Authority Tap/Click here to download submission NZSA response to FMA Consultation: Proposed exemptions for foreign listed issuers from climate reporting duties The Financial Markets Authority – Te Mana Tātai Hokohoko (FMA) is considering exemptions to provide relief from the climate reporting duties under Part 7A of the…
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Submission: Review of Wholesale Investor Exclusion $750,000 Minimum Investment Exemption

Date Submitted:  May 2021 To:  Financial Markets Authority (FMA) Tap/Click here to download submission This submission focused on two exemptions: Kauri Bonds and other Unsubordinated Debt Securities Review of Wholesale Investor Exclusion $750,000 Minimum Investment Exemption Reliance To what extent do you, your clients or your members rely on the wholesale investor notice exemption in relation…
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Submission: Proposed guidance on KiwiSaver fees and value for money

Date Submitted:  December 14th 2020 To:  Financial Markets Authority (FMA) Tap/Click here to download submission   Proposed guidance on KiwiSaver fees and value for money Do you agree with the factors we have identified as being relevant to an assessment of whether KiwiSaver fees are unreasonable? If not, please outline your reasons. We agree that the…
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