Category: Submissions

Submission: NZX ESG Guidance Note

Date Submitted:  Sep 30th 2022 To:  NZX (Policy Team) Tap/Click here to download submission NZSA response to NZX ESG Guidance Note Exposure Draft The NZ Shareholders’ Association (NZSA) appreciates the opportunity to comment on the Exposure Draft of the proposed ESG Guidance Note (‘Guidance Note’), supporting the Code of Corporate Governance (‘Code’). In the NZSA’s…
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Submission: NZX Corporate Governance Code Consultation

Date Submitted:  Sep 30th 2022 To:  NZX (Policy Team) Tap/Click here to download submission NZSA response to NZX Corporate Governance Code Consultation The NZ Shareholders’ Association (NZSA) appreciates the opportunity to comment on the Exposure Draft of the proposed Corporate Governance Code (‘Code’). NZSA notes that much of the feedback offered through our submission of…
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Submission: NZ Climate Related Disclosure Framework (Exposure Draft)

Date Submitted:  Sep 27th 2022 To:  External Reporting Board (CRD Team) Tap/Click here to download submission NZSA response to NZ Climate Related Disclosure Framework (Exposure Draft) The NZ Shareholders’ Association (NZSA) would like to thank the External Reporting Board for the opportunity to comment on the exposure drafts comprising the initial Aotearoa New Zealand Climate…
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Submission: NZX Capital Raise Settings and Listing Options

Date Submitted:  Sep 14th 2022 To:  NZX Limited (Policy) Tap/Click here to download submission NZSA Submission on NZX Capital Raise Settings and Listing Options The NZ Shareholders’ Association (NZSA) would like to thank NZX for the opportunity to comment on this review of Capital Raise Settings. We recognise that capital raise methodologies are the subject…
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Submission: Climate-related Disclosures – Strategy and Metrics and Targets

Date Submitted:  May 2nd 2022 To:  External Reporting Board (XRB) Tap/Click here to download submission NZSA submission to XRB on Parts 2-5 (Strategy, Metrics and Targets) of the NZ Climate Standard 1 (Climate-related DIsclosures) The NZ Shareholders’ Association would like to thank the External Reporting Board for the opportunity to comment on their initial draft…
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Submission: NZX Code of Corporate Governance

Date Submitted:  January 28th 2022 To:  NZ RegCo Tap/Click here to download submission NZSA response to NZX Consultation NZX Code of Corporate Governance The NZ Shareholders’ Association (NZSA) would like to thank NZX for the opportunity to comment on the review of the NZX Code of Corporate Governance (referred to as “the Code” in this…
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Submission: Climate-Related Disclosures – Governance and Risk Management

Date Submitted:  November 22nd 2021 To:  External Reporting Board (XRB) Tap/Click here to download submission NZSA response to NZCS1 – Governance and Risk Management The NZ Shareholders’ Association would like to thank the External Reporting Board for the opportunity to comment on their initial draft of NZCS1 – Governance and Risk Management, as part of…
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Submission: NZX Mid-Point Order Book

Date Submitted:  August 23rd 2021 To:  NZX Tap/Click here to download submission NZSA response to NZX Proposal to establish a Mid-Point Order Book The purpose of this paper is as a submission to the Final NZX RegCo Consultation Paper on the proposed Mid-Point Order Book, issued during July 2021. The NZX proposal will see the…
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Submission: Proposed amendments to the Takeovers Act

Date Submitted:  August 12th 2021 To:  Takeovers Panel Tap/Click here to download submission NZSA Submission:  Proposed amendments to the Takeovers Act, Takeovers Code and related legislation NZSA is the only body that represents retail shareholders in New Zealand. We make this submission on behalf of our members. Section One: Substantive Amendments Definition of Code company: 12-month…
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Submission: Review of Wholesale Investor Exclusion $750,000 Minimum Investment Exemption

Date Submitted:  May 2021 To:  Financial Markets Authority (FMA) Tap/Click here to download submission This submission focused on two exemptions: Kauri Bonds and other Unsubordinated Debt Securities Review of Wholesale Investor Exclusion $750,000 Minimum Investment Exemption Reliance To what extent do you, your clients or your members rely on the wholesale investor notice exemption in relation…
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